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BT

Bonnie P. Tidwell

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CRD#: 1345625
BT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bonnie Patricia Tidwell, who also goes by Bonnie Patricia (pat) Gordon Ms., Bonnie Patricia (pat) Mathis Mrs., Bonnie Patricia Tidwell Mrs., was a registered financial professional .

Bonnie is a previously registered financial professional and started their career in finance in 2012. Bonnie had worked at 1 firm and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bonnie Patricia (pat) Gordon Ms. | Bonnie Patricia (pat) Mathis Mrs. | Bonnie Patricia Tidwell Mrs.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 13, 2012 - August 3, 2020

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 6/12/2012
Operations Professional Examination

Current Firm


VI
VINING-SPARKS IBG, LLC
VINING SPARKS | VINING-SPARKS INVESTMENT BANKERS GROUP, L. P. | VINING-SPARKS IBG, LLC | VINING-SPARKS IBG, LIMITED PARTNERSHIP

CRD#: 27502 / SEC#: , 8-43150

BD
Terminated by SEC on 11/26/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 10/27/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
STIFEL FINANCIAL CORP.SHAREHOLDER
COLEMAN, KAREN SUEPRINCIPAL FINANCIAL OFFICER1485120
GLADNEY, HAROLD LAMARCHIEF COMPLIANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER1189322
MEDFORD, MARK ANTHONYPRESIDENT/CEO/CHAIRMAN5582726
SHEA, MARTIN FLANAGAN JR.EVP & GENERAL COUNSEL4697655

Disclosures


Regulatory Event8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VINING-SPARKS IBG, LLC

CRD#: 27502

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