Douglas E. Stehl

CROSSROADS ASSET MANAGEMENT LLC

Leawood, KS

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CRD#: 1345563

Professional summary

Douglas Eugene Stehl is a registered financial advisor currently at CROSSROADS ASSET MANAGEMENT LLC located in Leawood, Kansas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Douglas has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Eugene Stehl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2007 - Present

CROSSROADS ASSET MANAGEMENT LLC

RIA

CRD#: 145951

Leawood, KS

Past

November 25, 2002 - December 13, 2007

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

KANSAS CITY, MO

Past

March 25, 1987 - December 13, 2007

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

March 20, 1985 - April 15, 1986

DAIN RAUSCHER INCORPORATED

CRD#: 7600

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/20/2007)

IAR

Missouri
(7/9/2015)

IAR

Texas
(2/4/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/21/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Current Firm

CROSSROADS ASSET MANAGEMENT LLC

CRD#: 145951 / SEC#: 801-68670

RIA

Registered Investment Advisory firm - (6/26/2012 Terminated)

Kansas

Registered Investment Advisory firm - (6/7/2012 Approved)

Missouri

Registered Investment Advisory firm - (7/8/2015 Approved)

Texas

Registered Investment Advisory firm - (5/18/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Leawood, KS

Mailing Address

Phone number

(816) 868-8477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 58,878,291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas E. Stehl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Eugene Stehl's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSROADS ASSET MANAGEMENT LLC

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

DAIN RAUSCHER INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/1999

Series 63

Date: 4/4/1985

Series 3

Date: 3/21/1985

Series 7

Date: 3/16/1985

Current Firm

CROSSROADS ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROSSROADS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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