Martin Resnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Resnick was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1985. Martin had worked at 9 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - January 5, 2023
GYL FINANCIAL SYNERGIES, LLC
April 13, 1999 - September 29, 2006
WESTPORT SECURITIES, L.L.C.
November 28, 1997 - April 15, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 26, 1997 - December 4, 1997
OSAIC WEALTH, INC.
March 3, 1991 - January 2, 2019
RESNICK ADVISORS
August 10, 1990 - August 12, 1997
OSAIC WEALTH, INC.
July 13, 1989 - August 17, 1990
SMH CAPITAL INVESTMENTS LLC
March 11, 1987 - June 30, 1989
WILLIAM M. CADDEN & CO., INC.
September 15, 1986 - May 21, 1987
FIRST EASTERN EQUITY CORP.
March 4, 1985 - September 17, 1986
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GYL FINANCIAL SYNERGIES, LLC
CRD#: 284758 / SEC#: 801-108230
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,862 |
| AUM (Assets Under Management) | $ 6,069,342,027 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2024 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
