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Martin Resnick

CRD# 1345517·Registered 1985 - 2023
Previously Registered: Being a previously registered professional could mean that Martin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Martin Resnick was a registered financial advisor. Martin was a previously registered financial professional and started their career in finance 1985 - 2023. Martin had worked at 9 firms and has passed the Series 63, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

GYL FINANCIAL SYNERGIES, LLC·CRD# 284758
RIA
Westport, CT
January 2, 2019 - January 5, 2023
WESTPORT SECURITIES, L.L.C.·CRD# 46113
BD
Westport, CT
April 13, 1999 - September 29, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
November 28, 1997 - April 15, 1999
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
August 26, 1997 - December 4, 1997
RESNICK ADVISORS·CRD# 105927
RIA
Westport, CT
March 3, 1991 - January 2, 2019
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
August 10, 1990 - August 12, 1997
SMH CAPITAL INVESTMENTS LLC·CRD# 24535
BD
Ft. Worth, TX
July 13, 1989 - August 17, 1990
WILLIAM M. CADDEN & CO., INC.·CRD# 16363
BD
March 11, 1987 - June 30, 1989
FIRST EASTERN EQUITY CORP.·CRD# 7331
BD
September 15, 1986 - May 21, 1987
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
March 4, 1985 - September 17, 1986

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Current Firm

GYL FINANCIAL SYNERGIES, LLC
GYL FINANCIAL SYNERGIES, LLC

GYL FINANCIAL SYNERGIES, LLC | GYL RESNICK

CRD#: 284758 / SEC#: 801-108230

Contact Information

Main Address

75 Isham Road Suite 310, West Hartford, CT 06107

Phone Number

(844) 248-9998

# of Employees

69

Documents

Latest Form ADV

Part 2 Brochures

GYL FINANCIAL SYNERGIES, LLC PART 2A BROCHURE (9/3/2024)

Regulatory Assets Under Management

Total Number of Accounts

5,862

AUM (Assets Under Management)

$6,069,342,027

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/13/2024Cover PageReport
10/25/2023Cover PageReport
01/27/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1985About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1989About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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