Kenneth D. Vangrunsven
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Dale Vangrunsven was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1985. Kenneth had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2009 - December 31, 2023
CONTINUITY WEALTH MANAGEMENT, CORP.
June 15, 2000 - December 31, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 19, 2000 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
February 28, 1997 - May 4, 2000
LIGHTHOUSE CAPITAL CORPORATION
March 21, 1994 - October 15, 1996
WOODBURY FINANCIAL SERVICES, INC.
October 26, 1993 - February 28, 1997
FORTREND SECURITIES, INC.
September 3, 1992 - October 7, 1993
PACIFIC CLIFFS CAPITAL, INC.
February 19, 1992 - December 9, 1992
FORTREND SECURITIES, INC.
October 3, 1989 - March 4, 1992
NORTH AMERICAN MANAGEMENT, INC.
March 22, 1985 - October 9, 1989
PFS INVESTMENTS INC.
Primary Firm SEC Registration
CONTINUITY WEALTH MANAGEMENT, CORP.
CRD#: 111010 / SEC#: 801-60320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTINUITY WEALTH MANAGEMENT, CORP.
CRD#: 111010 / SEC#: 801-60320
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 613 |
| AUM (Assets Under Management) | $ 214,306,873 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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