Stephen M. Yevak
Professional summary
Stephen Mark Yevak, who also goes by Stephen M Yevak, is a registered financial professional currently at TOCQUEVILLE SECURITIES L.P. located in Vero Beach, Florida.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1989. Stephen has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24, Series 8 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Mark Yevak's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2011 - Present
TOCQUEVILLE SECURITIES L.P.
Office #1: 2911 Cardinal Drive, Vero Beach, FL 32963Office #2: 40 West 57th Street 19th Floor, New York, NY, 10019February 10, 2009 - September 30, 2010
CREDIT SUISSE SECURITIES (USA) LLC
February 9, 2009 - September 30, 2010
CREDIT SUISSE SECURITIES (USA) LLC
June 21, 2007 - October 3, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
June 21, 2007 - October 3, 2008
J.P. MORGAN SECURITIES LLC
May 4, 2005 - May 3, 2007
BROWN BROTHERS HARRIMAN & CO.
May 31, 1995 - June 2, 1998
WOLFE & HURST BOND BROKERS INC.
April 21, 1995 - May 26, 1995
AMERICAN INVESTMENT SERVICES, INC.
January 6, 1995 - May 12, 1995
LCP CAPITAL CORP.
June 17, 1993 - December 31, 1994
TD AMERITRADE, INC.
October 25, 1989 - January 10, 1991
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2017)
(4/6/2011)
(3/31/2011)
(7/19/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 3/2/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TOCQUEVILLE SECURITIES L.P.
CRD#: 26001 / SEC#: , 8-42223
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOCQUEVILLE ASSET MANAGEMENT L.P. | LIMITED PARTNER | |
| CHUN, YUEN NA | FINOP | 2219603 |
| GRAHAM, KELSEY DUBOIS III | CHIEF COMPLIANCE OFFICER | 5976494 |
| KLEINSCHMIDT, ROBERT WILLIAM | CEO & GSP | 855215 |
| SCHLESINGER, SCOTT IRA | PRESIDENT, CHIEF OPERATING OFFICER & GSP | 1252675 |
| TOCQUEVILLE MANAGEMENT CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
TOCQUEVILLE SECURITIES L.P.
CRD#: 26001Vero Beach, FL 32963TRUST BUT VERIFY
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