Ronald H. Gray
Professional summary
Ronald Howard Gray, who also goes by Ronald H Gray, Ron Gray, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1985. Ronald has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Howard Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 14, 2011 - June 30, 2016
PIMCO INVESTMENTS LLC
January 16, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
October 23, 1995 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
August 6, 1994 - May 4, 1995
STEPHENS
March 17, 1993 - July 5, 1994
HEARTLAND ADVISORS, INC.
February 25, 1992 - February 23, 1993
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 20, 1985 - October 4, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2024)
(4/22/2024)
(4/22/2024)
(4/22/2024)
(7/17/2024)
(7/17/2024)
(4/22/2024)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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