Danny B. Berryman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Brent Berryman, who also goes by Dan Berryman, Danny B Berryman, was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1985. Danny had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - March 2, 2020
PLANMEMBER SECURITIES CORPORATION
January 9, 2019 - March 2, 2020
PLANMEMBER SECURITIES CORPORATION
December 11, 2015 - January 23, 2019
LPL FINANCIAL LLC
December 11, 2015 - January 23, 2019
LPL FINANCIAL LLC
October 1, 2012 - December 21, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 21, 2015
J.P. MORGAN SECURITIES LLC
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 6, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
October 17, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
November 22, 2005 - November 21, 2006
WELLS FARGO INVESTMENTS, LLC
November 22, 2005 - November 21, 2006
WELLS FARGO INVESTMENTS, LLC
July 31, 2002 - August 23, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 1, 2001 - August 23, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 20, 1999 - March 12, 2001
LPL FINANCIAL LLC
March 16, 1999 - August 19, 1999
CETERA INVESTMENT SERVICES LLC
September 3, 1997 - March 25, 1998
U.S. BANCORP INVESTMENTS, INC.
October 17, 1990 - September 3, 1997
U.S. BANCORP SECURITIES
April 5, 1988 - October 31, 1988
A. G. EDWARDS & SONS, INC.
March 20, 1985 - February 27, 1987
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
