Ted H. Westerfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Harold Westerfield JR was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1985. Ted had worked at 5 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1993 - August 8, 1994
SAL CLEARING CORPORATION
May 16, 1990 - May 2, 1991
GRUNTAL & CO., L.L.C.
October 5, 1988 - December 16, 1988
CITIGROUP GLOBAL MARKETS INC.
May 13, 1987 - August 4, 1988
THOMSON MCKINNON SECURITIES INC.
February 21, 1985 - September 22, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SAL CLEARING CORPORATION
CRD#: 2199 / SEC#: , 8-1860
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
