John K. Cameron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kelly Cameron was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 8 firms and has passed the Series 66, Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2014 - September 8, 2014
BA SECURITIES, LLC
October 23, 2013 - February 25, 2014
HALEN CAPITAL
December 4, 2012 - August 27, 2013
CV BROKERAGE, INC
October 13, 2008 - October 18, 2012
CHARLES SCHWAB & CO., INC.
January 1, 2008 - October 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 11, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
October 30, 2000 - February 20, 2001
BERWIND FINANCIAL, L.P.
March 8, 1989 - August 19, 1991
HENRY ANSBACHER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
