Kenneth R. Wiseman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Robert Wiseman was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1986. Kenneth had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2007 - December 31, 2008
PEAK SECURITIES CORPORATION
April 14, 2005 - November 2, 2009
PEAK SECURITIES CORPORATION
December 17, 2004 - February 18, 2005
WALNUT STREET SECURITIES, INC.
January 3, 2003 - October 21, 2004
HIGH MARK SECURITIES, INC.
January 8, 2002 - August 8, 2003
SIGNATURE INVESTMENTS, INC.
October 13, 1986 - January 6, 2003
SICOR SECURITIES INC
State Registrations and Notice Filings
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Exams
Current Firm
PEAK SECURITIES CORPORATION
CRD#: 107907 / SEC#: , 8-53066
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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