Randy M. Ordines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Michael Ordines was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1985. Randy had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2016 - August 2, 2021
COURIER CAPITAL, LLC
August 31, 1987 - April 25, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1985 - September 10, 1987
E. F. HUTTON & COMPANY INC
March 6, 1985 - June 20, 1985
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
COURIER CAPITAL, LLC
CRD#: 282485 / SEC#: 801-107119
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COURIER CAPITAL, LLC
CRD#: 282485 / SEC#: 801-107119
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,600 |
| AUM (Assets Under Management) | $ 3,090,300,516 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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