Timothy M. Oleary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Oleary, who also goes by Tim Oleary, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1985. Timothy had worked at 10 firms and has passed the Series 63, Series 65, Series 82, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - August 12, 2022
AARON CAPITAL INCORPORATED
July 16, 2015 - November 12, 2015
FNEX CAPITAL, LLC
November 14, 1997 - August 30, 2001
J. MICHAEL-PATRICK, L.L.C.
August 13, 1991 - October 9, 1997
CIBC WORLD MARKETS CORP.
March 23, 1990 - August 9, 1991
OPPENHEIMER & CO. INC.
July 29, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
April 11, 1988 - July 13, 1988
LEHMAN BROTHERS INC.
January 20, 1988 - April 11, 1988
E. F. HUTTON & COMPANY INC
June 11, 1986 - January 13, 1988
A. G. EDWARDS & SONS, INC.
June 24, 1985 - March 4, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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