Arthur Espinoza
Professional summary
Arthur Espinoza was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arthur is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Arthur had worked at 8 firms, which includes FREEDOM INVESTORS CORP., AMERITAS INVESTMENT COMPANY LLC, THE ADVISORS GROUP INC., DOMINARI SECURITIES LLC, FFP SECURITIES INC., JONATHAN ALAN & CO. INC., GRAYSTONE NASH INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2005 - December 4, 2014
FREEDOM INVESTORS CORP.
October 31, 2003 - September 29, 2005
AMERITAS INVESTMENT COMPANY, LLC
April 5, 2002 - October 31, 2003
THE ADVISORS GROUP, INC.
February 25, 2000 - October 17, 2001
DOMINARI SECURITIES LLC
January 4, 1990 - March 17, 2000
FFP SECURITIES, INC.
March 6, 1989 - January 11, 1990
JONATHAN ALAN & CO., INC.
September 23, 1986 - January 17, 1989
GRAYSTONE NASH, INC.
March 19, 1985 - September 18, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
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