DM
David J. Mcbride
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
MESA, AZ 85206
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CRD#: 1344689
DM
Professional summary
David J Mcbride, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mesa, Arizona and MCBRIDE FINANCIAL SERVICES, INC. located in Mesa, Arizona.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DAVID MCBRIDE, INDEPENDENT INSURANCE AGENT, 5045 E BROADWAY RD, MESA, AZ, 1/1987 WITH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 2. DAVID MCBRIDE RENTAL, 5045 E. BROADWAY ROAD, MESA, AZ 85206, OWNER SINCE 1/1/07, REVOCABLE LIVING TRUST, CO-TRUSTEE,I RENT TWO SEPARATE OFFICES TO UNAFFILIATED PERSONS. COMMON AREAS CONSIST OF ENTRY WAY, HALLS, REST ROOMS, CONFERENCE ROOM AND BREAK ROOM. EACH OFFICE CAN BE INDEPENDENTLY LOCKD AND SECURED, NOT INVESTMENT RELATED, 2 HOURS PER WEEK, 1 HOUR DURING TRADING HOURS 3. CPA/ENROLLED AGENT/TAX PREPARER/ACCOUNTING SERVICES, DAVID MCBRIDE, CPA, 5045 E. BROADWAY ROAD, MESA, AZ, 1/1/87, INVESTMENT RELATED, INCOME TAX PLANNING AND PREPARATION, 13 HOURS WEEKLY 2 DURING TRADING HOURS. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 2000/YR - 6/TRADING. 08/24/09. 5. MCBRIDE FINANCIAL SERVICES INC, 5045 E BROADWAY RD, MESA, AZ, 1/1987 AS PRESIDENT/ADVISORY REP OF A RIA. INV REL - 80 HR/MO - 80/TRADING. 6. MCBRIDE FINANCIAL SERVICES, INC. 5045 E BROADWAY ROAD, MESA AZ, 01/01/87, IAR, DBA Name, INV REL, 80 HR/MO- 80/TRADING HR. 7. ELIZABETH H HARLAN, 04/2003, Trustee, Position of Trust, NIR, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David J Mcbride's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
February 25, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5045 E Broadway Rd, Mesa, AZ 85206RIA
CRD#: 134139
MESA, AZ
Current
September 21, 2021 - Present
MCBRIDE FINANCIAL SERVICES, INC.
Office #1: 5045 E. Broadway Road, Mesa, AZ 85206RIA
CRD#: 116207
Mesa, AZ
Current
August 24, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5045 E Broadway Rd, Mesa, AZ 85206BD
CRD#: 39543
Mesa, AZ
Past
March 31, 1999 - August 25, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
MESA, AZ
Past
January 7, 1987 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
March 20, 1985 - December 12, 1986
JODY HUMBER C.F.P. LTD.
BD
CRD#: 10463
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/24/2009)
IAR
Arizona(9/21/2021)
RR
Idaho(8/24/2009)
RR
Texas(2/25/2015)
IAR
Texas(2/25/2015)
RR
Utah(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Mesa, AZ 85206TRUST BUT VERIFY
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