Paul H. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Henry Mcdermott was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - July 19, 2016
KOVACK SECURITIES INC.
March 5, 2001 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
September 26, 1997 - March 13, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
July 2, 1993 - August 27, 1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
April 15, 1993 - September 26, 1997
CADARET, GRANT & CO., INC.
December 16, 1989 - August 5, 1993
LPL FINANCIAL LLC
November 2, 1988 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
April 22, 1988 - November 16, 1988
FOCUS SECURITIES, INC.
May 3, 1985 - May 24, 1988
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
