Robert W. Annett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wilbur Annett was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 5 firms and has passed the Series 63, Series 62, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - February 8, 2012
AHT FINANCIAL GROUP, LTD.
September 8, 2009 - December 1, 2009
LPL FINANCIAL LLC
October 28, 2002 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
June 21, 2002 - December 31, 2006
FINANCIAL PLANNING ASSOCIATES OF HYDE PARK, INC.
February 22, 1988 - October 28, 2002
DREHER & ASSOCIATES, INC.
February 11, 1985 - December 31, 1987
DREHER & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 9/7/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
AHT FINANCIAL GROUP, LTD.
CRD#: 17998 / SEC#: , 8-36044
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
