Alfred A. Peras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Anthony Peras was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 2004. Alfred had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2020 - January 4, 2021
DINOSAUR FINANCIAL GROUP, L.L.C
April 25, 2017 - June 11, 2018
CHELSEA FINANCIAL SERVICES
January 5, 2009 - December 31, 2014
UHLMANN PRICE SECURITIES, LLC
July 20, 2004 - December 31, 2008
UHLMANN PRICE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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