Alan S. Gould
Professional summary
Alan Steven Gould, who also goes by Alan Stephen Gould, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1985. Alan has worked at 12 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Steven Gould's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2018 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005March 21, 2017 - February 16, 2018
ROSENBLATT SECURITIES INC.
June 14, 2016 - February 6, 2017
BREAN CAPITAL, LLC
July 2, 2010 - November 26, 2014
EVERCORE GROUP L.L.C.
December 10, 2009 - June 18, 2010
SOLEIL SECURITIES CORPORATION
September 13, 2004 - October 30, 2009
NATIXIS SECURITIES AMERICAS LLC
October 24, 2001 - October 16, 2002
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
February 16, 1998 - July 14, 2000
BMO CAPITAL MARKETS CORP.
November 9, 1994 - February 6, 1998
CIBC WORLD MARKETS CORP.
May 11, 1993 - October 6, 1994
KIDDER, PEABODY & CO. INCORPORATED
April 3, 1990 - March 9, 1993
MORGAN STANLEY DW INC.
March 19, 1985 - February 8, 1990
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2018)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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