Michael R. Hunter
Professional summary
Michael Rush Hunter, who also goes by Michael Rush Hunter, Mike Hunter, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Lafayette, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Rush Hunter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Rush Hunter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2022 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 1921 Kaliste Saloom Rd Suite 202, Lafayette, LA 70508September 8, 2022 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 1921 Kaliste Saloom Rd Suite 202, Lafayette, LA 70508August 23, 2010 - September 8, 2022
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2010 - September 8, 2022
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - August 27, 2010
MORGAN STANLEY
May 9, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 21, 1994 - May 14, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 2, 1993 - May 14, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 29, 1991 - July 2, 1993
MORGAN STANLEY DW INC.
July 1, 1991 - November 8, 1991
CAPITAL ONE INVESTMENTS, LLC
August 25, 1989 - June 11, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 20, 1985 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
(9/8/2022)
(7/17/2023)
(5/30/2024)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
Exams
Series 15
Date: 4/19/1985
Foreign Currency Options ExaminationSeries 5
Date: 4/19/1985
Interest Rate Options ExaminationFINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025Lafayette, LA 70508TRUST BUT VERIFY
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