Lawrence E. Adamo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Edward Adamo was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1985. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2013 - March 17, 2017
SUMMIT EQUITIES, INC.
August 12, 2013 - August 28, 2013
SUMMIT EQUITIES, INC.
August 12, 2013 - March 17, 2017
SUMMIT FINANCIAL RESOURCES INC
August 12, 2013 - March 17, 2017
SUMMIT EQUITIES, INC.
October 15, 2009 - September 12, 2013
GENEOS WEALTH MANAGEMENT, INC.
October 15, 2009 - August 5, 2013
GENEOS WEALTH MANAGEMENT, INC.
September 29, 2005 - September 25, 2009
KESTRA INVESTMENT SERVICES, LLC
October 20, 2003 - September 25, 2009
KESTRA INVESTMENT SERVICES, LLC
April 23, 1985 - October 21, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT EQUITIES, INC.
CRD#: 11039 / SEC#: 801-39162, 8-27556
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEISS, CRAIG BARRY | CHIEF COMPLIANCE OFFICER | 2354195 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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