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Jeffrey Paul Huxtable

CRD# 1344157·Registered 1985 - 1995
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Paul Huxtable was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1985 - 1995. Jeffrey had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
June 28, 1995 - August 30, 1995
L.C. WEGARD & CO., INC.·CRD# 3722
BD
New York, NY
October 5, 1993 - August 11, 1994
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
May 24, 1988 - September 10, 1993
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
February 2, 1987 - May 28, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
Colts Neck, NJ
April 24, 1985 - January 31, 1987

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Current Firm

ET
ELECTRONIC TRADING GROUP, LLC

ELECTRONIC TRADING GROUP, L.L.C. | ETG, L.L.C. | ELECTRONIC TRADING GROUP, LLC

CRD#: 37453 / SEC#: 8-47754
BD
Terminated by SEC on 01/28/2006

Contact Information

Established

Illinois since 10/21/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
B MEMBER PARTNERS, LLCMEMBER/OWNER—
GIAQUINTO, GREGG ROBERTCHIEF OPERATING OFFICER/GENERAL COUNSEL3182583
HULTON, ADAM BLETHYNPRESIDENT3113183
WHITE, TERRENCE JOHNCHIEF FINANCIAL OFFICER1025345

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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