CL
Cary W. Lipman
TRUIST ADVISORY SERVICES
MELBOURNE, FL 32901
Some features on this profile are disabled
CRD#: 1344106
CL
Professional summary
Cary William Lipman is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Melbourne, Florida and TRUIST INVESTMENT SERVICES, INC. located in Melbourne, Florida.
Cary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Cary has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GATOR COUNTRY LLC POSITION: Managing Partner NATURE: RV Camping and storage INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/05/2023 ADDRESS: Gainesville FL, United States DESCRIPTION: Establishing the campground BABCOCK PARK LLC POSITION: Member NATURE: Unused Sporting Tickets for resale INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2024 ADDRESS: Melbourne FL, United States DESCRIPTION: none ET GATOR LLC POSITION: MGR NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2025 ADDRESS: INDIALANTIC FL, United States DESCRIPTION: POTENTIAL RENTAL KATIE KORNER LLC POSITION: MGR NATURE: REAL ESTATE PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2025 ADDRESS: INDIALANTIC FL, United States DESCRIPTION: POTENTIAL RENTALS
CRS (Client Relationship Summary) - RIA
Click below to view Cary William Lipman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1303 S Babcock Street 2nd Floor, Melbourne, FL 32901RIA
CRD#: 283390
MELBOURNE, FL
Current
December 10, 1997 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 8226 N Wickham Rd, Melbourne, FL 32940Office #2: 1303 S Babcock St Fl 2, Melbourne, FL 32901BD
CRD#: 17499
Melbourne, FL
Past
December 16, 1997 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
MELBOURNE, FL
Past
June 22, 1995 - October 18, 1996
D H BRUSH & ASSOCIATES, INC.
BD
CRD#: 3667
CHICAGO, IL
Past
August 25, 1992 - July 18, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
BD
CRD#: 16063
BOSTON, MA
Past
July 13, 1990 - December 31, 1991
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
February 21, 1985 - August 7, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2023)
RR
Arizona(12/19/2023)
RR
Arkansas(9/24/2025)
RR
California(11/30/2022)
RR
Colorado(11/27/2023)
RR
Connecticut(9/4/2014)
RR
Delaware(12/8/2023)
RR
Florida(12/16/1997)
IAR
Florida(8/18/2016)
RR
Georgia(12/10/1997)
RR
Illinois(1/19/2017)
RR
Indiana(11/27/2023)
RR
Kansas(1/29/2025)
RR
Kentucky(2/5/2025)
IAR
Louisiana(2/6/2023)
RR
Louisiana(11/28/2023)
RR
Maine(11/28/2023)
RR
Maryland(12/4/2023)
RR
Massachusetts(1/9/2015)
RR
Michigan(6/10/2013)
RR
Minnesota(4/21/2016)
RR
Mississippi(7/24/2019)
RR
Missouri(1/6/2016)
RR
Montana(12/26/2023)
RR
Nebraska(12/1/2023)
RR
Nevada(11/29/2023)
RR
New Hampshire(11/28/2023)
RR
New Jersey(11/19/2024)
RR
New Mexico(11/28/2023)
RR
New York(2/7/2017)
RR
North Carolina(12/14/1998)
RR
North Dakota(8/13/2024)
RR
Ohio(10/2/2019)
RR
Oklahoma(10/11/2022)
RR
Oregon(4/14/2022)
RR
Pennsylvania(11/28/2023)
IAR
Rhode Island(2/6/2023)
RR
Rhode Island(1/4/2024)
RR
South Carolina(1/4/2012)
RR
South Dakota(11/28/2023)
RR
Tennessee(11/29/2023)
RR
Texas(8/30/2016)
IAR
Texas(2/6/2023)
RR
Utah(11/28/2023)
RR
Vermont(10/22/2013)
RR
Virginia(6/22/2010)
RR
Washington(6/17/2019)
RR
West Virginia(11/30/2023)
RR
Wisconsin(11/28/2023)
RR
Wyoming(1/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
