Alvin W. Blumenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Woodrow Blumenberg was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 1985. Alvin had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1990 - May 21, 1990
V.F. MINTON SECURITIES, INC.
April 14, 1989 - December 14, 1989
KOCHCAPITAL
April 11, 1988 - April 3, 1989
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
November 7, 1986 - September 24, 1987
TRI-BRADLEY INVESTMENTS
September 10, 1986 - November 18, 1986
KOBER FINANCIAL CORP.
October 30, 1985 - July 23, 1987
HICKEY, KOBER, INCORPORATED
June 21, 1985 - October 22, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
V.F. MINTON SECURITIES, INC.
CRD#: 20642 / SEC#: , 8-38361
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
