David T. Zelikoff

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CRD#: 1344017

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Terry Zelikoff was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1985. David had worked at 10 firms and has passed the Series 63, Series 7, Series 6 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 28, 2006 - January 21, 2009

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

MIAMI BEACH, FL

Past

September 27, 2004 - April 8, 2005

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

LONDON,

Past

November 19, 2001 - November 30, 2004

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

August 31, 2001 - November 27, 2001

BLUESTONE CAPITAL CORP.

CRD#: 13516

NEW YORK, NY

Past

July 9, 1998 - August 31, 2001

SSI SECURITIES CORP.

CRD#: 8275

BOCA RATON, FL

Past

March 11, 1998 - June 23, 1998

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

December 3, 1993 - February 13, 1998

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

October 11, 1990 - December 7, 1993

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

December 18, 1985 - August 1, 1990

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

July 5, 1985 - October 3, 1985

INVESTORS ASSOCIATES, INC.

CRD#: 958

Past

March 23, 1985 - April 24, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/1/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/25/1986

Registered Options Principal Examination

Current Firm

LAIDLAW & COMPANY (UK) LTD.

LAIDLAW & COMPANY (UK) LTD. | SANDS BROTHERS INTERNATIONAL LTD.

CRD#: 119037 / SEC#: , 8-53731

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

16 Berkeley St. Suite 7.09, London, W1J 8DZ

Mailing Address

521 5th Avenue 12th Fl, New York, NY 10175

Phone number

(212) 697-5200

Established

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LAIDLAW HOLDINGS LTD	OWNER
BELLO, JAMES ALAN	CCO	2844016
DAPONTE, ARTHUR JARROD	FINOP	7801577
EITNER, MATTHEW D	CHIEF EXECUTIVE OFFICER	3267261
REGAN, HUGH	DIRECTOR - INVESTMENT BANKING	1254114
SILVERMAN, PETER HOWARD	SEO/BRANCH MANAGER	1239510

Disclosures

Regulatory Event	9
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David T. Zelikoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LAIDLAW & COMPANY (UK) LTD.

SANDS BROTHERS & CO., LTD.

BLUESTONE CAPITAL CORP.

SSI SECURITIES CORP.

FISERV INVESTOR SERVICES, INC.

GRUNTAL & CO., L.L.C.

GRIFFIN FINANCIAL SERVICES

FIDELITY BROKERAGE SERVICES LLC

INVESTORS ASSOCIATES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1986

Series 7

Date: 5/18/1985

Series 6

Date: 3/1/1985

Series 4

Date: 7/25/1986

Current Firm

LAIDLAW & COMPANY (UK) LTD.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAIDLAW & COMPANY (UK) LTD.

TRUST BUT VERIFY

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