Michael P. Marino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Marino was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1992 - January 22, 1993
COMPREHENSIVE CAPITAL CORPORATION
October 25, 1990 - April 10, 1991
H.J. MEYERS & CO., INC.
October 2, 1989 - October 22, 1990
MORGAN STANLEY DW INC.
February 1, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
June 3, 1988 - January 7, 1989
POWER SECURITIES CORPORATION
June 27, 1985 - June 2, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COMPREHENSIVE CAPITAL CORPORATION
CRD#: 6215 / SEC#: , 8-17087
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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