Gerard G. Figari

CETERA INVESTMENT ADVISERS LLC

STUART, FL 34994

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CRD#: 1343962

Professional summary

Gerard George Figari, who also goes by Gerard George Figari Jr, Jerry Figari, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stuart, Florida and CETERA ADVISORS LLC located in Stuart, Florida.

Gerard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Gerard has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerard George Figari Jr | Jerry Figari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/18/2016; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES. 2. NAME OF OTHER BUSINESS: THE COST OF OUR FREEDOM FOUNDATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 947 SE CENTRAL PARKWAY, STUART, FL 34994; NATURE OF BUSINESS: NON-PROFIT ORGANIZATION; START DATE: 03/2014; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VETERANS CHARITY FUNDRAISING AND DISBURSING FUNDS TO VETERANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard George Figari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1803 S. Kanner Highway, Stuart, FL 34994

RIA

CRD#: 105644

STUART, FL

Current

September 12, 2016 - Present

CETERA ADVISORS LLC

Office #1: 1803 S. Kanner Highway, Stuart, FL 34994

CRD#: 10299

Stuart, FL

Past

September 13, 2016 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

May 24, 2012 - July 21, 2023

LOYD CAPITAL PERFORMANCE PARTNERS, INC.

RIA

CRD#: 135090

STUART, FL

Past

June 9, 2008 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

STUART, FL

Past

March 22, 2006 - April 11, 2008

LOYD CAPITAL PERFORMANCE PARTNERS, INC.

RIA

CRD#: 135090

STUART, FL

Past

March 17, 2003 - December 31, 2005

LOYD CAPITAL PERFORMANCE PARTNERS, INC.

RIA

CRD#: 135090

STUART, FL

Past

November 27, 2002 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

STUART, FL

Past

July 24, 1997 - November 22, 2002

MAKEFIELD SECURITIES CORPORATION

CRD#: 15271

STUART, FL

Past

January 25, 1996 - July 3, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 1, 1989 - February 15, 1996

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

May 14, 1988 - May 20, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 19, 1985 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/3/2016)

Connecticut
(1/8/2018)

Delaware
(8/7/2025)

Florida
(9/13/2016)

IAR

Florida
(2/16/2024)

Maine
(1/2/2018)

Massachusetts
(1/3/2025)

Michigan
(5/11/2023)

New Jersey
(10/3/2016)

New Mexico
(1/5/2021)

New York
(10/3/2016)

Pennsylvania
(8/31/2023)

South Carolina
(10/3/2016)

Virginia
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/10/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerard G. Figari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard George Figari's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LOYD CAPITAL PERFORMANCE PARTNERS, INC.

INVESTORS CAPITAL CORP.

LOYD CAPITAL PERFORMANCE PARTNERS, INC.

LOYD CAPITAL PERFORMANCE PARTNERS, INC.

INVESTORS CAPITAL CORP.

MAKEFIELD SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

BARNETT INVESTMENTS, INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2001

Series 63

Date: 4/2/1985

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/10/1986

Series 7

Date: 3/16/1985

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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