Robert L. Barnett

BHK INVESTMENT ADVISORS

Birmingham, AL 35209-8803

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CRD#: 1343915

Professional summary

Robert Lee Barnett, who also goes by R Lee Barnett, is a registered financial advisor currently at BHK INVESTMENT ADVISORS located in Birmingham, Alabama and BHK SECURITIES, LLC located in Birmingham, Alabama.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R Lee Barnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Barnett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2011 - Present

BHK INVESTMENT ADVISORS

Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209-8803

RIA

CRD#: 140515

Birmingham, AL

Current

January 13, 2012 - Present

BHK SECURITIES, LLC

Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209

RIA

CRD#: 139665

Birmingham, AL

Current

January 13, 2012 - Present

BHK SECURITIES, LLC

Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209

RIA

CRD#: 139665

Birmingham, AL

Past

January 23, 2006 - January 18, 2011

CAPFINANCIAL SECURITIES, LLC.

RIA

CRD#: 126291

ATLANTA, GA

Past

January 12, 2006 - January 18, 2011

CAPFINANCIAL SECURITIES, LLC.

CRD#: 126291

ATLANTA, GA

Past

June 23, 2004 - December 14, 2005

PALMER & CAY INVESTMENT SERVICES INC

RIA

CRD#: 110661

ATLANTA, GA

Past

June 23, 2004 - December 14, 2005

PALMER & CAY SECURITIES CORPORATION

CRD#: 113747

CHARLOTTE, NC

Past

January 22, 2003 - May 13, 2004

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ATLANTA, GA

Past

August 2, 2002 - May 13, 2004

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

November 8, 1994 - February 13, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 15, 1993 - November 9, 1994

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

November 3, 1992 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

March 18, 1985 - September 17, 1992

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BHK INVESTMENT ADVISORS

BHK INVESTMENT ADVISORS | BHK INVESTMENT ADVISORS, LLC

CRD#: 140515 / SEC#: 801-66669

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(11/22/2011)

Alabama
(1/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/15/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BHK INVESTMENT ADVISORS

BHK INVESTMENT ADVISORS | BHK INVESTMENT ADVISORS, LLC

CRD#: 140515 / SEC#: 801-66669

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

2200 Lakeshore Drive Suite 250, Birmingham, AL 35209-8803

Mailing Address

Phone number

(205) 322-2025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	751
AUM (Assets Under Management)	$ 755,759,558

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/31/2025	Cover Page	Report
02/27/2024	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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OSAIC WEALTH, INC.

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Robert L. Barnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Barnett's CRS (Customer Relationship Summary).

Certified licenses

Experience

BHK SECURITIES, LLC

BHK SECURITIES, LLC

CAPFINANCIAL SECURITIES, LLC.

CAPFINANCIAL SECURITIES, LLC.

PALMER & CAY INVESTMENT SERVICES INC

PALMER & CAY SECURITIES CORPORATION

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

BHK INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2002

Series 63

Date: 12/12/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2002

Series 6

Date: 3/15/1985

FINRA

Current Firm

BHK INVESTMENT ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BHK INVESTMENT ADVISORS

TRUST BUT VERIFY

Contact information

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