Glenn D. Weyand
LPL ENTERPRISE
JACKSONVILLE, FL 32217
Some features on this profile are disabled
CRD#: 1343866
Professional summary
Glenn Dale Weyand, CFP® is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Jacksonville, Florida.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Glenn has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.01/01/1996: Watson Referral Realty, Inc.~7821 Deercreek Club Rd., #200, Jacksonville, FL 32256~Real Estate~N~Referral Agent~6/1995~1 hrs/mo~0 trading hrs/mo 2.6/3/2019.Crabtree Ins & Fin'l Solutions~8777 San Jose Blvd., Jacksonville, FL 32217~Health Ins Sales~N~Agent~7/5/2018~10 hrs/mo~10 trading hrs/mo| 3) 02/19/2025- Alpha Wealth Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 11/26/2024- 160hrs/mnth-160hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Dale Weyand's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Glenn Dale Weyand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
November 18, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 8777 San Jose Blvd Suite A-202, Jacksonville, FL 32217RIA
BD
CRD#: 8733
JACKSONVILLE, FL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 8777 San Jose Blvd Suite A-202, Jacksonville, FL 32217RIA
BD
CRD#: 8733
JACKSONVILLE, FL
Past
September 9, 2016 - November 12, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Jacksonville, FL
Past
September 7, 2016 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Jacksonville, FL
Past
March 28, 2008 - September 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
JACKSONVILLE, FL
Past
March 20, 2008 - September 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
JACKSONVILLE, FL
Past
November 24, 2004 - March 12, 2008
BULL & BEAR CAPITAL ADVISORS, LLC
RIA
CRD#: 137453
JACKSONVILLE, FL
Past
October 24, 2003 - March 12, 2008
BULL & BEAR BROKERAGE SERVICES, INC.
BD
CRD#: 113866
JACKSONVILLE, FL
Past
May 13, 2003 - October 16, 2003
SPC
RIA
CRD#: 110692
JACKSONVILLE, FL
Past
February 9, 2002 - October 16, 2003
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
ANN ARBOR, MI
Past
December 7, 1999 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
February 27, 1985 - May 23, 1989
PFS INVESTMENTS INC.
BD
CRD#: 10111
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/18/2024)
IAR
Florida(11/18/2024)
RR
Virginia(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Jacksonville, FL 32217TRUST BUT VERIFY
Monitor Glenn Weyand
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
