Dennis M. Hardaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Hardaker was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1985. Dennis had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1993 - August 4, 1997
PACIFIC SUMMIT SECURITIES
October 29, 1990 - February 17, 1993
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
April 23, 1985 - November 20, 1990
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC SUMMIT SECURITIES
CRD#: 30993 / SEC#: , 8-45275
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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