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Sandra L. Neubert
MONECO ADVISORS
University Park, FL
Some features on this profile are disabled
CRD#: 1343615
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Professional summary
Sandra Lee Neubert, who also goes by Sandra Lee Zeamer, is a registered financial advisor currently at MONECO ADVISORS located in University Park, Florida and LPL FINANCIAL LLC located in Sarasota, Florida.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Sandra has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Lee Zeamer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/21/2005: LIFE, DI, LTC - INSURANCE BROKERAGE ONLY-DO NOT USE BROKERGE NAME W/. - FAIRFIELD, CT. 2. 4/3/2012: NON-VARIABLE INSURANCE - MONECO BENEFITS PLANNING - WE OFFER MAJOR MEDICAL INSURANCE PLANS TO SMALL BUSINESSES; AND WE TITLE THIS SERVICE "MONECO BENEFITS PLANNING". - TIME SPENT 75%. - FAIRFIELD, CT. 3. 11/21/2012: DBA ONLY - MONECO ADVISORS - FAIRFIELD, CT. 4. 09/04/2014: MONECO BENEFITS PLANNING - INV REL - 2150 POST ROAD FAIRFIELD, CT 06824 - NON-VARIABLE INSURANCE - START 09/03/2014 - 100 HR/MO 25 DURING SECS TRDG HRS - MONECO BENEFITS (BENEFIT CONSULTANT) PAID AS A BROKER. 5. 3/1/2018 - Moneco Advisors LLC - DBA: (Hybrid) MONECO Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/22/2014 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Moneco Advisors LLC, an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/9/2022 - No Business Name - Investment Related - 5 1/2 Rackliffe St. Gloucester MA. 01930; and Vail, CO - Real Estate Rental - Started 10/15/2021 - 0 Hours Per Month - Rent home in 5 1/2 Rackliffe St. Gloucester MA 01930. for 7 months each year when not residing there. On occasion, rent our fractional ownership via the Marriott Corp. for up to a week at a time, Vail, CO.
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Lee Neubert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2014 - Present
MONECO ADVISORS
RIA
CRD#: 171922
University Park, FL
Current
January 3, 1994 - Present
LPL FINANCIAL LLC
Office #3: 2150 Post Rd, Ste 201, Fairfield, CT 06824RIA
BD
CRD#: 6413
SARASOTA, FL
Past
January 28, 2005 - August 11, 2014
MONECO
RIA
CRD#: 112873
FAIRFIELD, CT
Past
September 24, 2003 - December 31, 2004
MONECO
RIA
CRD#: 112873
EASTON, CT
Past
February 23, 1994 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
EASTON, CT
Past
May 30, 1990 - January 4, 1994
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
April 16, 1987 - April 20, 1990
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
April 3, 1986 - April 21, 1987
OSAIC FS, INC.
BD
CRD#: 3870
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/3/1994)
IAR
Connecticut(8/22/2014)
IAR
Florida(1/13/2020)
RR
Florida(1/30/2020)
RR
Massachusetts(1/3/1994)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
