John Maurice Carmody Jr
Professional Summary
John Maurice Carmody JR, who also goes by John Maurice Carmody, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1985 - 2019. John had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Maurice Carmody
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
CBIS FINANCIAL SERVICES, INC. | RELIGIOUS SECURITIES NETWORK, INC.
Contact Information
Established
New York since 06/02/1987Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHRISTIAN BROTHERS INVESTMENT SERVICES, INC. | PARENT | — |
| AINSLIE, PAUL ROBINSON | TREASURER | 2118100 |
| LIEBERTHAL, ZACH | FINANCIAL & OPERATIONS PRINCIPAL | 6490597 |
| MCCROY, JEFFREY ALAN | DIRECTOR/PRESIDENT | 1292237 |
| MILLER, DIANE KARAS | CHIEF COMPLIANCE OFFICER | 4393849 |
| MILLER, DIANE KARAS | ASSISTANT SECRETARY | 4393849 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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