William W. Jones

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CRD#: 1343515

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Walton Jones, who also goes by Bill Jones, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1985. William had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 6, 2011 - June 3, 2013

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

RIA

CRD#: 154616

WINTER PARK, FL

Past

October 1, 2010 - October 11, 2010

TRIAD ADVISORS LLC

RIA

CRD#: 25803

WINTER PARK, FL

Past

October 1, 2010 - June 4, 2013

TRIAD ADVISORS LLC

CRD#: 25803

WINTER PARK, FL

Past

September 29, 2005 - October 5, 2010

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

WINTER PARK, FL

Past

September 29, 2005 - October 5, 2010

INVEST FINANCIAL CORPORATION

CRD#: 12984

WINTER PARK, FL

Past

January 1, 1996 - October 4, 2005

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MAITLAND, FL

Past

January 1, 1996 - October 4, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 18, 1991 - January 1, 1996

ANDOVER SECURITIES, INC.

CRD#: 16903

KANSAS CITY, MO

Past

March 4, 1991 - November 19, 1991

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

February 21, 1985 - March 21, 1991

INLAND SECURITIES CORPORATION

CRD#: 15807

OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

STONEBRIDGE FINANCIAL PLANNING GROUP LLC | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616 / SEC#: 801-113696

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Florida

Registered Investment Advisory firm - (8/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1991

General Securities Principal Examination

Current Firm

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

STONEBRIDGE FINANCIAL PLANNING GROUP LLC | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616 / SEC#: 801-113696

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Florida

Registered Investment Advisory firm - (8/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2018 Terminated)

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Contact information

Main Address

203 Hillcrest Street, Orlando, FL 32801

Mailing Address

Phone number

(407) 695-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	662
AUM (Assets Under Management)	$ 281,005,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William W. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

ANDOVER SECURITIES, INC.

G. A. REPPLE & COMPANY

INLAND SECURITIES CORPORATION

Primary Firm SEC Registration

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/1985

Series 7

Date: 2/16/1985

Series 24

Date: 7/23/1991

Current Firm

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

TRUST BUT VERIFY

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