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Thomas Franklin Mcclusky

CRD# 1343460·Registered 1986 - 2015
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Franklin Mcclusky, who also goes by Thomas Franklin Mccluskey, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1986 - 2015. Thomas had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Franklin Mccluskey

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

Past

WILLIAM C. BURNSIDE & COMPANY, INC.Past·CRD# 6400
BD
Danville, IL
March 26, 1997 - December 31, 2015
WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
BD
Oakdale, MN
May 2, 1986 - December 31, 1996
C.A.L. INVESTMENT SERVICES INC.Past·CRD# 15642
BD
Saskatchewan S4p 3b1
February 19, 1986 - February 12, 1990

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Current Firm

WC
WILLIAM C. BURNSIDE & COMPANY, INC.

WILLIAM C. BURNSIDE & COMPANY, INC.

CRD#: 6400 / SEC#: 8-21242
BD
Terminated by SEC on 06/15/2021

Contact Information

Established

Illinois since 09/30/1976

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
BROWN, DAVID DARRELOWNER,VICE-PRESIDENT,CHIEF COMPLIANCE OFFICER1090777
LINDAHL, BRUCE ROBERTOWNER, PRESIDENT,TREASURER2129966

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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