Stephen M. Moss

PEGASUS FINANCIAL GROUP LLC

CHANTILLY, VA 20151

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CRD#: 1343419

Professional summary

Stephen Michael Moss, AIF® is a registered financial advisor currently at PEGASUS FINANCIAL GROUP LLC located in Chantilly, Virginia and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Chantilly, Virginia.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Stephen has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HFH LLC - CO-OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - CHANTILLY, VA - SINCE 08/2007 - INVESTMENT RELATED 2.) PEGASUS FINANCIAL GROUP, LLC - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - CHANTILLY, VA - SINCE 09/2007 - INVESTMENT RELATED 3.) AGING CONSULTANTS GROUP - OWNER - CONSULTING SERVICES - CHANTILLY, VA - SINCE 08/2019 - NOT INVESTMENT RELATED 4.) PEGASUS FINANCIAL GROUP - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - CHANTILLY, VA - SINCE 10/2016 - INVESTMENT RELATED 5.) STEPHEN MICHAEL MOSS - AGENT - NON-VARIABLE INSURANCE - CHANTILLY, VA - SINCE 09/2014 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Moss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 19, 2007 - Present

PEGASUS FINANCIAL GROUP LLC

Office #1: 4211 Pleasant Valley Road Suite 260, Chantilly, VA 20151

RIA

CRD#: 145127

CHANTILLY, VA

Current

August 18, 2014 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 4211 Pleasant Valley Rd Suite 260, Chantilly, VA 20151

RIA

CRD#: 6321

MINNEAPOLIS, MN

Past

January 2, 2003 - April 17, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 21, 1985 - May 29, 1985

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/31/2024)

California
(11/20/2015)

Colorado
(12/8/2020)

Delaware
(4/5/2018)

District of Columbia
(8/18/2014)

Florida
(7/30/2018)

Georgia
(1/24/2022)

Hawaii
(8/18/2014)

Maine
(9/5/2025)

Maryland
(8/18/2014)

Massachusetts
(9/5/2025)

Michigan
(4/5/2018)

Minnesota
(4/5/2018)

Mississippi
(8/18/2014)

New Jersey
(8/18/2014)

New Mexico
(11/26/2018)

New York
(4/5/2018)

North Carolina
(8/18/2014)

Oregon
(8/3/2017)

Pennsylvania
(1/3/2019)

Rhode Island
(8/18/2014)

Tennessee
(4/4/2022)

Texas
(12/8/2020)

Vermont
(12/8/2020)

IAR

Virginia
(10/19/2007)

Virginia
(8/18/2014)

West Virginia
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PEGASUS FINANCIAL GROUP LLC

PEGASUS FINANCIAL GROUP (SAME NAME) | PEGASUS FINANCIAL GROUP LLC

CRD#: 145127 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/21/2008 Terminated)

Ohio

Registered Investment Advisory firm - (11/21/2008 Terminated)

Virginia

Registered Investment Advisory firm - (10/19/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4211 Pleasant Valley Road Suite 260, Chantilly, VA 20151

Mailing Address

Phone number

(703) 956-6662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 101,792,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen M. Moss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Moss's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

CAPITAL PLANNING & INVESTMENTS

OSAIC FS, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

IFG ADVISORY SERVICES INC

IFG NETWORK SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

LASALLE ST SECURITIES, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2002

FINRA

Current Firm

PEGASUS FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEGASUS FINANCIAL GROUP LLC

TRUST BUT VERIFY

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