Kenneth F. Patton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Francis Patton was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1985. Kenneth had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1988 - February 21, 1989
THE STUART-JAMES COMPANY, INCORPORATED
September 19, 1988 - October 25, 1988
AMERICAN CAPITAL EQUITIES, INC.
November 13, 1987 - October 29, 1988
GRAYSTONE NASH, INC.
August 10, 1987 - November 9, 1987
B.C. CHRISTOPHER SECURITIES CO.
March 13, 1985 - August 1, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE STUART-JAMES COMPANY, INCORPORATED
CRD#: 11691 / SEC#: , 8-26610
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
