Denise M. Rusnak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Marie Rusnak, who also goes by Denise Marie Griglio, Denise Rusnak, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1985. Denise had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 7, Series 6, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2017 - May 30, 2024
NEWDAY
December 16, 2014 - June 24, 2016
WELLS FARGO SECURITIES, LLC
July 13, 2009 - June 24, 2016
WELLS FARGO PRIME SERVICES, LLC
February 23, 2004 - January 15, 2009
NOLLENBERGER CAPITAL PARTNERS INC.
September 17, 2003 - January 15, 2009
NOLLENBERGER CAPITAL PARTNERS INC.
May 17, 2002 - October 17, 2002
WELLS FARGO SECURITIES, LLC
May 17, 2002 - October 17, 2002
WELLS FARGO SECURITIES, LLC
March 22, 2002 - July 22, 2003
WELLS FARGO INVESTMENTS, LLC
March 4, 2002 - July 22, 2003
WELLS FARGO INVESTMENTS, LLC
February 1, 2000 - December 12, 2001
J.P. MORGAN SECURITIES INC.
November 27, 1990 - February 1, 2000
HAMBRECHT & QUIST LLC
March 17, 1989 - November 1, 1990
WAMU INVESTMENTS, INC.
October 26, 1988 - March 10, 1989
KIDDER, PEABODY & CO. INCORPORATED
August 13, 1987 - August 30, 1988
WELLS FARGO INVESTMENTS, LLC
October 15, 1985 - August 27, 1987
DAIN RAUSCHER INCORPORATED
May 1, 1985 - October 18, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
NEWDAY
CRD#: 174758 / SEC#: 801-112212
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/17/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NEWDAY
CRD#: 174758 / SEC#: 801-112212
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 172,421,272 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
