MP

Manuel W. Padro

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CRD#: 1343045
MP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Manuel Wigberto Padro, CFP®, who also goes by Manny Padro, was a registered financial professional .

Manuel is a previously registered financial professional and started their career in finance in 1985. Manuel had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Manny Padro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

August 20, 1993 - December 31, 1994

AMERICAN EXPRESS SERVICE CORPORATION

BD
CRD#: 10518
MINNEAPOLIS, MN
Past

December 23, 1991 - February 21, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SALT LAKE CITY, UT
Past

March 20, 1985 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

March 20, 1985 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 20, 1985 - February 21, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SALT LAKE CITY, UT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AE
AMERICAN EXPRESS SERVICE CORPORATION
AMERICAN EXPRESS SERVICE CORPORATION | TRS SERVICE CORPORATION | AMERICAN EXPRESS SERVICES CORPORATION

CRD#: 10518 / SEC#: , 8-27456

BD
Terminated by SEC on 02/05/2002
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 02/08/1982
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY INC.SHAREHOLDER
CURRAN, COLLEEN MCHIEF LEGAL OFFICER1561042
MORTON, JULIA KAYECHIEF FINANCIAL OFFICER1309302
WEIMER, BETH ELLENCHIEF COMPLIANCE OFFICER

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMERICAN EXPRESS SERVICE CORPORATION

CRD#: 10518

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