Richard A. Stallone
Professional summary
Richard Angelo Stallone is a registered financial advisor currently at RAS CAPITAL SERVICES, INC. located in Wilton, Connecticut.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Angelo Stallone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2009 - Present
RAS CAPITAL SERVICES, INC.
January 2, 2009 - July 16, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 7, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 11, 2005 - July 16, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 10, 2004 - February 23, 2005
UBS FINANCIAL SERVICES INC.
February 10, 1997 - February 23, 2005
UBS FINANCIAL SERVICES INC.
March 6, 1992 - February 10, 1997
BNY MELLON SECURITIES CORPORATION
July 14, 1987 - May 22, 1989
LEHMAN BROTHERS INC.
November 26, 1986 - June 23, 1987
FAHNESTOCK INTERNATIONAL INC.
October 16, 1985 - December 10, 1986
KUHNS BROTHERS & LAIDLAW, INC.
March 6, 1985 - August 26, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2009)
(10/9/2021)
Exams
Current Firm
RAS CAPITAL SERVICES, INC.
CRD#: 149993 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 52,000,000 |
Red Flags
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