Daniel J. Reinwald
Professional summary
Daniel John Reinwald, who also goes by Reinwalditsar J Daniel, Daniel Reinwald, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Irvine, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel John Reinwald's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 530 Technology Dr Suite 100 & 200, Irvine, CA 92618May 26, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
September 20, 2018 - October 22, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
January 3, 2018 - July 31, 2018
KESTRA INVESTMENT SERVICES, LLC
June 6, 2016 - April 28, 2017
KINECTA FINANCIAL & INSURANCE SERVICES
April 1, 2016 - May 18, 2017
LPL FINANCIAL LLC
June 10, 2015 - January 6, 2016
SAYBRUS EQUITY SERVICES, LLC
March 14, 2012 - June 5, 2015
NYLIFE SECURITIES LLC
May 27, 2010 - October 3, 2011
ALLSTATE FINANCIAL SERVICES, LLC
November 21, 2006 - June 3, 2009
MML INVESTORS SERVICES, LLC
November 13, 2006 - June 3, 2009
MML INVESTORS SERVICES, LLC
September 9, 2003 - November 16, 2006
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 22, 2002 - August 11, 2003
WADDELL & REED
January 14, 2002 - August 11, 2003
WADDELL & REED
January 13, 2000 - January 8, 2002
PARK AVENUE SECURITIES LLC
February 25, 1989 - December 22, 1999
METROPOLITAN LIFE INSURANCE COMPANY
February 25, 1989 - December 22, 1999
MSI FINANCIAL SERVICES, INC.
August 13, 1987 - February 6, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 3, 1985 - August 29, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2025)
Exams
FINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
