Malcolm H. Gissen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Hadley Gissen, who also goes by Malcom Hadley Gissen, was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 1985. Malcolm had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2015 - January 2, 2019
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
June 12, 1995 - November 2, 2010
M. HADLEY SECURITIES, INC.
March 16, 1995 - August 7, 1995
THE HERITAGE GROUP, INC.
February 20, 1991 - March 2, 1995
AMERICAN INVESTORS COMPANY
December 22, 1989 - March 18, 1991
KAVANAUGH SECURITIES, INC.
November 19, 1989 - December 18, 1989
OSAIC WEALTH, INC.
July 24, 1985 - August 15, 1985
HERBERT LAWRENCE CONSULTANTS, INC.
July 24, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
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