Anthony N. Dechellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Nmn Dechellis, who also goes by Anthony J Dechellis, Anthony Joesph Dechellis, Anthony Dechellis, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1985. Anthony had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2021 - November 11, 2022
SVB INVESTMENT SERVICES INC.
May 22, 2008 - October 1, 2013
CREDIT SUISSE SECURITIES (USA) LLC
May 26, 2006 - October 1, 2013
CREDIT SUISSE SECURITIES (USA) LLC
September 3, 2003 - June 1, 2006
UBS FINANCIAL SERVICES INC.
January 15, 1988 - July 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 1985 - February 6, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/7/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SVB INVESTMENT SERVICES INC.
CRD#: 168116 / SEC#: 801-78209, 8-70327
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,816 |
| AUM (Assets Under Management) | $ 1,465,036,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
