William Z. Saltonstall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Zopfi Saltonstall, who also goes by Bill Saltonstall, Salty Saltonstall, William Zepti Saltonstall, William Zopti Saltonstall, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - February 1, 2023
CRAIG-HALLUM CAPITAL GROUP LLC
January 31, 1997 - February 13, 2008
J.P. MORGAN SECURITIES LLC
March 16, 1988 - January 30, 1997
SOUNDVIEW TECHNOLOGY CORPORATION
February 18, 1987 - December 9, 1987
J.C. BRADFORD & CO.
March 19, 1985 - February 27, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
