John T. Boland

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CRD#: 1342613

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Thomas Boland was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 17, 2004 - June 14, 2019

MAPLE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 130209

MONTPELIER, VT

Past

February 15, 2002 - September 16, 2004

NLG CAPITAL, INC.

RIA

CRD#: 109396

MONTPELIER, VT

Past

April 5, 1989 - February 26, 1998

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

June 23, 1988 - March 14, 1989

FIRST EASTERN BROKERAGE SERVICES, INC.

CRD#: 16966

Past

April 27, 1985 - September 1, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

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Contact information

Main Address

535 Stone Cutters Way, Montpelier, VT 05602

Mailing Address

Phone number

(802) 229-2838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND SUPPLEMENTAL 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,069
AUM (Assets Under Management)	$ 2,193,978,340

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/02/2025	Cover Page	Report
11/13/2024	Cover Page	Report
07/27/2023	Cover Page	Report
10/10/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Boland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MAPLE CAPITAL MANAGEMENT, INC.

NLG CAPITAL, INC.

JANNEY MONTGOMERY SCOTT LLC

FIRST EASTERN BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MAPLE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/1985

Series 7

Date: 2/16/1985

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAPLE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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