RW
Ronald C. West
MONEY CONCEPTS CAPITAL CORP
Huntington, WV 25705
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CRD#: 1342519
RW
Professional summary
Ronald Clark West, who also goes by R Clark West, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Huntington, West Virginia.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
R Clark West
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)CLARK WEST AGENCY INC, DBA Terry Pennington Insurance, 330 North Kanawha St., Ste. 302, Beckley, WV 25801, PROPERTY & CASUALTY INSURANCE, START 1997, P&C INSURANCE AND MEDICAL SUPPLEMENTS. SPENDS 168 HRS/MO, 137 DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. (2) OWNER OF CLARK WEST LICENSE SERVICE SINCE 2016. THIS IS A TAG AND TITLE SERVICE COMPANY.DMV LICENSE SERVICE. MANAGEMENT AND ACCOUNTING. SPEND 4 HOURS/MONTH WITH 2 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. (3) CLARK WEST. INC WEST MEEHLING INSURANCE. START DATE 12/01/2018. AGENT. SHAREHOLDER. SALES AND SERVICE OF INSURANCE PRODUCTS. P&C INSURANCE. MEDICAL SUPPLEMENTS. SPEND 32 HOURS/MONTH WITH 16 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Clark West's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Clark West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 5260 Us Route 60 E, Huntington, WV 25705Office #2: 1558 Main St. E, Oak Hill, WV 25901RIA
BD
CRD#: 12963
Huntington, WV
Current
January 6, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 5260 Us Route 60 E, Huntington, WV 25705Office #2: 1558 Main St. E, Oak Hill, WV 25901RIA
BD
CRD#: 12963
Huntington, WV
Past
August 1, 2008 - December 31, 2019
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
HUNTINGTON, WV
Past
August 1, 2008 - December 31, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
HUNTINGTON, WV
Past
August 24, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
OAK HILL, WV
Past
June 1, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
OAK HILL, WV
Past
January 15, 1994 - December 18, 2007
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
OAK HILL, WV
Past
January 5, 1993 - January 3, 1994
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
July 5, 1989 - January 11, 1993
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
December 22, 1987 - July 10, 1989
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2020)
RR
Florida(1/6/2020)
RR
Georgia(1/13/2021)
RR
Kentucky(1/6/2020)
RR
North Carolina(1/13/2021)
RR
Ohio(1/6/2020)
RR
South Carolina(6/20/2025)
RR
Tennessee(1/6/2020)
RR
Virginia(1/6/2020)
RR
West Virginia(1/6/2020)
IAR
West Virginia(1/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
