Mark N. Holloway

MERIT ADVISORS

Oklahoma City, OK 73105

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CRD#: 1342511

Professional summary

Mark Nelson Holloway is a registered financial advisor currently at MERIT ADVISORS, INC. located in Oklahoma City, Oklahoma and OAK HILLS SECURITIES, INC. located in Oklahoma City, Oklahoma.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Life & Health Insurance sales: non-investment related, 121 NE 50th Street, Oklahoma City, OK, 73105, Life and Health Insurance business, Insurance Sales Agent, started 07/2016, 1 hour/month, 0 hour per week during trading hours; (2) Renovation Solutions Group, LLC: non-investment related, 5300 West Memorial Road, Ste 22Q, Oklahoma City, OK 73142, construction/remodeling business, remodeling contractor, started 04/2019, 6-10 hours per week, 0 hour during trading hours; (3) Merit Advisors, Inc.: investment related, 121 NE 50th Street, Oklahoma City, OK, 73105, Registered Investment Advisor, Investment Advisor Representative, 5/2017 start date, 40 hours/month, 7 hours/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Nelson Holloway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2017 - Present

MERIT ADVISORS, INC.

Office #1: 121 Ne 50th Street, Oklahoma City, OK 73105

RIA

CRD#: 113999

Oklahoma City, OK

Current

May 11, 2017 - Present

OAK HILLS SECURITIES, INC.

Office #1: 121 Ne 50th, Oklahoma City, OK 73105Office #2: 121 Ne 50th, Oklahoma City, OK 73105

CRD#: 145579

Oklahoma City, OK

Past

August 4, 2009 - May 4, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

EDMOND, OK

Past

June 5, 2009 - August 4, 2009

CENTURY ADVISORS, LLC

RIA

CRD#: 130155

OKLAHOMA CITY, OK

Past

May 29, 2009 - May 4, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

EDMOND, OK

Past

April 2, 2007 - June 3, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

OKLAHOMA CITY, OK

Past

April 2, 2007 - June 3, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

OKLAHOMA CITY, OK

Past

September 29, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OKLAHOMA CITY, OK

Past

September 29, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

OKLAHOMA CITY, OK

Past

October 5, 2001 - October 10, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

EDMOND, OK

Past

July 13, 2001 - October 10, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

EDMOND, OK

Past

June 1, 1995 - August 7, 2001

GEARY SECURITIES, INC.

CRD#: 38182

OKLAHOMA CITY, OK

Past

January 31, 1989 - June 1, 1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

November 4, 1985 - February 9, 1989

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

April 26, 1985 - November 1, 1985

ANDERSON, BRYANT & CO.

CRD#: 13185

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(7/9/2024)

IAR

Oklahoma
(8/27/2024)

IAR

Texas
(5/11/2017)

Texas
(10/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/10/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MERIT ADVISORS, INC.

CRD#: 113999 / SEC#: 801-62024

RIA

Registered Investment Advisory firm - (6/29/2007 Terminated)

Arizona

Registered Investment Advisory firm - (6/25/2019 Approved)

California

Registered Investment Advisory firm - (5/16/2025 Terminated)

Colorado

Registered Investment Advisory firm - (12/2/2021 Terminated)

Connecticut

Registered Investment Advisory firm - (4/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (4/16/2025 Terminated)

Idaho

Registered Investment Advisory firm - (4/17/2025 Terminated)

Kansas

Registered Investment Advisory firm - (1/20/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/19/2009 Terminated)

Minnesota

Registered Investment Advisory firm - (5/29/2002 Terminated)

Nevada

Registered Investment Advisory firm - (5/8/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/12/2003 Terminated)

Ohio

Registered Investment Advisory firm - (1/20/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/26/2007 Approved)

Oregon

Registered Investment Advisory firm - (4/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/26/2007 Conditional Restricted)

Utah

Registered Investment Advisory firm - (7/1/2024 Terminated)

Virginia

Registered Investment Advisory firm - (4/17/2025 Terminated)

Washington

Registered Investment Advisory firm - (7/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

121 Ne 50th Street, Oklahoma City, OK 73105

Mailing Address

Phone number

(405) 748-5335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 26,560,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark N. Holloway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Nelson Holloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAK HILLS SECURITIES, INC.

WFG ADVISORS, LP

CENTURY ADVISORS, LLC

WFG INVESTMENTS, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GEARY SECURITIES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

ANDERSON, BRYANT & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2001

Series 63

Date: 4/10/1985

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1985

FINRA

Current Firm

MERIT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERIT ADVISORS, INC.

TRUST BUT VERIFY

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