VL
Virginia A. Lind
PLANMEMBER SECURITIES
FORT WALTON BEACH, FL 32548
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CRD#: 1342387
VL
Professional summary
Virginia Audrey Cooke Lind, who also goes by Gina Lind, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Fort Walton Beach, Florida.
Virginia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Virginia has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gina Lind
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)VIRGINIA LIND & ASSOCIATES, INC;8A BROOKS AVENUE FORTH WALTON BEACH START DATE: 7/1/2011; OWNER ; OWNER/AGENT; INSURANCE AGENT AND FINANCIAL SERVICES; 200HRS/MO/100HRS/TRADING; INVESTMENT RELATED. 2)LIND PROPERTIES; 8A BROOKS AVENUE FORTH WALTON BEACH ;START 2004; OWNER;: RENTAL PROPERTIES; 3/4HRS/MO. IR 3) FL RETIREMENT SOLUTIONS; PARTNER; START 5/2008; INSURANCE AND FINANCIAL SERVICES; FULL TIME; INVESTMENT RELATED. 4) BATES INSURANCE SCHOOL; 8A BROOKS AVE, FORT WALTON BEACH, FL, 32547L; START DATE 1/1/2011; TEACH FLORIDA LIFE AND HEALTH INSURANCE CE COURSES; 2 HOURS/MO; 2 HOURS/MO DURING TRADING NIR; 5)BENCOR, INC. / Daybright Financial; 8A BROOKS AVENUE FORT WALTON BEACH, FL 32547; AGENT; 3/17/2008; NATURE OF BUS: AN INDEPENDENT AGENCY PROVIDING TAX QUALIFIED, DEFINED CONTRIBUTION RETIREMENT PLANS; IR; APPROX. NO. OF HRS/MOS DEVOTED TO THIS BUS: 20; APPROX. NO. OF HRS/MOS DEVOTED TO THIS BUS DURING TRADING HOURS: 20: 6)US EMPLOYEE BENEFITS SERVICES GROUP, LLC; 8A BROOKS AVENUE FORT WALTON BEACH, FL 32547; AGENT; START DATE: 1/1/2015; NATURE OF BUS: UMBRELLA COMPANY FOR USRP BENEFITS GROUP - INSURANCE, BENEFITS ADMINISTRATION AND INVESTMENTS; IR; APPROX. NO HRS./MOS. DEVOTED TO THIS BUS: 0; APPROX. NO HRS. /MOS. DEVOTED TO THIS BUS DURING TRADING HRS.: 0
CRS (Client Relationship Summary) - RIA
Click below to view Virginia Audrey Cooke Lind's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Virginia Audrey Cooke Lind's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2008 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 8a Brooks Avenue, Fort Walton Beach, FL 32548RIA
BD
CRD#: 11869
FORT WALTON BEACH, FL
Current
March 24, 2008 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 8a Brooks Avenue, Fort Walton Beach, FL 32548RIA
BD
CRD#: 11869
FORT WALTON BEACH, FL
Past
April 14, 2004 - March 19, 2008
SPC
RIA
CRD#: 110692
FT WALTON BEACH, FL
Past
February 9, 2002 - March 19, 2008
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
FT. WALTON BEACH, FL
Past
June 1, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
February 8, 1991 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/2/2020)
RR
California(8/8/2017)
RR
Colorado(7/25/2018)
RR
Florida(3/24/2008)
IAR
Florida(4/8/2008)
RR
Georgia(5/15/2018)
RR
Illinois(3/23/2022)
RR
Maryland(10/28/2025)
RR
Michigan(1/6/2014)
RR
Minnesota(9/14/2018)
RR
Mississippi(4/24/2020)
RR
New York(1/18/2018)
RR
North Carolina(11/14/2018)
RR
Ohio(11/16/2022)
RR
Oklahoma(7/24/2020)
RR
South Carolina(7/17/2025)
RR
Texas(11/15/2022)
IAR
Texas(11/15/2022)
RR
Utah(10/14/2025)
RR
Virginia(3/24/2008)
RR
West Virginia(8/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Fort Walton Beach, FL 32548TRUST BUT VERIFY
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Contact information
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