GP

Gregory M. Power

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CRD#: 1342377
GP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Martin Power was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 27 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 26, 2001 - February 16, 2005

JEFFERIES EXECUTION SERVICES, INC.

BD
CRD#: 867
NEW YORK, NY
Past

January 30, 2001 - February 11, 2005

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

December 3, 1991 - July 27, 1999

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 26, 1986 - December 11, 1991

ALL AMERICAN MANAGEMENT CORPORATION

BD
CRD#: 21
DES PLAINES, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 9/13/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


JE
JEFFERIES EXECUTION SERVICES, INC.
HELFANT GROUP, INC. | WAGENSELLER & DURST, INC. | W & D SECURITIES, INC. | JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867 / SEC#: , 8-2671

BD
Terminated by SEC on 01/19/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 10/31/1947
Firm type
Corporation
Fiscal year end
November
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JEFFERIES GROUP LLCSOLE MEMBER
GALVIN, KEVINCHIEF FINANCIAL OFFICER2215587
NOONAN, JOHN JOSEPHCHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR2757973
SMITH, TIMOTHY ARMSTRONGCHIEF COMPLIANCE OFFICER3059742

Disclosures


Regulatory Event19

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867

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