Terry A. Coursey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Alan Coursey was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1985. Terry had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2003 - August 15, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
February 4, 1998 - December 3, 2002
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 6, 1992 - February 6, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 14, 1992 - May 19, 1992
LASALLE ST SECURITIES, L.L.C.
June 4, 1990 - September 11, 1990
RAUSCHER PIERCE REFSNES, INC.
March 20, 1985 - June 29, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING FINANCIAL INVESTMENT GROUP, INC.
CRD#: 41506 / SEC#: , 8-49503
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STERLING FINANCIAL GROUP OF COMPANIES, INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.) | COMPANY | |
| GARCIA, CHARLES PATRICK | CHIEF EXECUTIVE OFFICER | 2933864 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
