Hernan J. Perez
Professional summary
Hernan Jose Perez was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hernan is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Hernan had worked at 4 firms, which includes CLARK MELVIN SECURITIES CORPORATION, UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1995 - October 3, 1997
CLARK MELVIN SECURITIES CORPORATION
February 21, 1991 - December 31, 1994
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
October 8, 1987 - November 26, 1994
UBS FINANCIAL SERVICES INC.
February 27, 1985 - October 8, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CLARK MELVIN SECURITIES CORPORATION
CRD#: 1462 / SEC#: , 8-8968
Contact information
Documents
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